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Training and Competence is a critical aspect of maintaining the quality of advice and evidencing that you are Treating Customers Fairly, yet is often the area in which firm's struggle.  FC Consultancy's experience of training, developing and supervising staff will give you the tools to run your business compliantly from the 'bottom up'.
 
 
Recruitment of Advising and non-advising staff
The first step towards a compliant firm is identifying appropriately qualified, fit and proper advising staff.  Find out more about these services.
 
Staff Training

I run in-house training sessions for all levels of staff from Chief Executive to Administrator

Assessments

Whether assessing adviser competency at Induction or annually, I have the experience to evidence and support competency assessments.  Sole trader and single adviser assessments carried out.

Adviser One-to-One meetings

For a fully outsourced T&C service, I can conduct 121 meetings and report to the firm's Principals.

FREE Comprehensive Training and Competence Procedures
Our plain-English Training and Competence procedures provide a working document template for evidencing the competency of staff and advisers alike.

 

 

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